DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Financial Resource Center

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Blake Thomas EiermannToce Financial Group LLC state registeredThe Financial Resource Center otherOtherAug 19, 2026Sep 14, 2026
Justin Paul SmallwoodJecohen & Co., LLC state registeredThe Financial Resource Center otherOtherMar 3, 2026Sep 11, 2026 (192 d)
Bryan Eugene DonaughTransamerica Retirement Advisors, LLC BD affiliatedThe Financial Resource Center mixed wealthAffiliated broker-dealer or bank to independent RIAJul 22, 2024Jul 29, 2024
Kerry Spell PenningtonCambridge Investment Research Advisors, Inc. BD affiliatedThe Financial Resource Center independent RIAAffiliated broker-dealer or bank to independent RIAMay 9, 2022May 9, 2022
Jerry Mark KingCambridge Investment Research Advisors, Inc. BD affiliatedThe Financial Resource Center no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 18, 2022Dec 16, 2021
Carol Jean LaneCambridge Investment Research Advisors, Inc. BD affiliatedThe Financial Resource Center no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 18, 2022Dec 16, 2021
Evan Tyler LaneCambridge Investment Research Advisors, Inc. BD affiliatedThe Financial Resource Center no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 18, 2022Dec 16, 2021
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7 moves match.