DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Financial Resource Center
Legal name The Financial Resource Center, Inc.
Latest filing Sep 11, 2026
First filing on the tape Oct 11, 2021 · 17 filings
SEC status approved since Nov 10, 2021
RAUM
$642M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
16%
$104M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$642M as of Mar 27, 2026
Mar 12, 2022$67.1M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 12, 2022$0 then
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Mar 12, 20225 then
Employees (5.A)5 as of Mar 27, 2026
Mar 12, 20229 then
Private funds: no history
RAUM +58% over the last fiscal year+27% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 83%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +58%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$522M81%
- Individuals$104M16%
- Pension and profit-sharing plans$13.5M2.1%
- Corporations and businesses$3.4M0.5%
- Individual clients
- 237reported
- HNW clients
- 0reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 389reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.16 fund_share=0.0 institutional_share=0.83 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Evan Tyler LaneCertified Financial Planner | Carmel, In | Dec 16, 2021 | 13 y | 1 |
| Jerry Mark KingCertified Financial Planner | Carmel, In | Dec 16, 2021 | 40 y | 3 |
| Carol Jean LaneCertified Financial Planner | Carmel, In | Dec 16, 2021 | 32 y | 3 |
| Kerry Spell Pennington | Carmel, In | May 9, 2022 | 25 y | 1 |
| Justin Paul Smallwood | Covington, La | Sep 11, 2026 | 12 y | 1 |
| Blake Thomas Eiermann | Carmel, In | Sep 14, 2026 | 14 y | 2 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- Bryan Eugene Donaugh to Schwab Wealth Advisory, Inc.Dec 19, 2025 · Other
Joined, latest
- Blake Thomas Eiermann from Toce Financial Group LLCSep 14, 2026 · Other
- Justin Paul Smallwood from Jecohen & Co., LLCSep 11, 2026 · Other
- Bryan Eugene Donaugh from Transamerica Retirement Advisors, LLCJul 29, 2024 · Affiliated broker-dealer or bank to independent RIA
- Kerry Spell Pennington from Cambridge Investment Research Advisors, Inc.May 9, 2022 · Affiliated broker-dealer or bank to independent RIA
- Carol Jean Lane from Cambridge Investment Research Advisors, Inc.Dec 16, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- Evan Tyler Lane from Cambridge Investment Research Advisors, Inc.Dec 16, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- Jerry Mark King from Cambridge Investment Research Advisors, Inc.Dec 16, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Cambridge Investment Research Advisors, Inc.Mar 18, 2022 · Indianapolis, In
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jean Carol Lane · Presidentcontrolsince 09/2021 · owns 75% or more
- Tyler Evan Lane · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Carmel, In · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Sep 11, 2026discretionary share of RAUM of 0% against a peer median of 100% (95 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $500M to $1B (95) · 0.0% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 27, 2026 to Sep 11, 2026
- Related adviser · false to unsetMar 27, 2026 to Sep 11, 2026
- Related bank · false to unsetMar 27, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetMar 27, 2026 to Sep 11, 2026
- Related insurance company · false to unsetMar 27, 2026 to Sep 11, 2026
- Succession · false to unsetMar 27, 2026 to Sep 11, 2026
- Accounts · 361 to 389Mar 15, 2025 to Mar 27, 2026
- Corporate clients · 3 to 2Mar 15, 2025 to Mar 27, 2026
- Individual clients · 222 to 237Mar 15, 2025 to Mar 27, 2026
- Pension plan clients · 3 to 5Mar 15, 2025 to Mar 27, 2026
- Individual RAUM · $88.0M to $104MMar 15, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $407M to $642MMar 15, 2025 to Mar 27, 2026
- Pension RAUM · $10.5M to $13.5MMar 15, 2025 to Mar 27, 2026
- RAUM · $407M to $642MMar 15, 2025 to Mar 27, 2026
- Accounts · 343 to 361Jul 29, 2024 to Mar 15, 2025
- Corporate clients · 2 to 3Jul 29, 2024 to Mar 15, 2025
- Individual clients · 216 to 222Jul 29, 2024 to Mar 15, 2025
- Pension plan clients · 2 to 3Jul 29, 2024 to Mar 15, 2025
- Financial planning clients · 0 to 0Jul 29, 2024 to Mar 15, 2025
- Individual RAUM · $76.5M to $88.0MJul 29, 2024 to Mar 15, 2025
- Non-discretionary RAUM · $343M to $407MJul 29, 2024 to Mar 15, 2025
- Pension RAUM · $4.8M to $10.5MJul 29, 2024 to Mar 15, 2025
- RAUM · $343M to $407MJul 29, 2024 to Mar 15, 2025
- Accounts · 389 to 343Dec 5, 2023 to Mar 2, 2024
- Individual clients · 254 to 216Dec 5, 2023 to Mar 2, 2024
- Pension plan clients · 0 to 2Dec 5, 2023 to Mar 2, 2024
- Employees · 6 to 5Dec 5, 2023 to Mar 2, 2024
- Other offices · 0 to 1Dec 5, 2023 to Mar 2, 2024
- Individual RAUM · $72.0M to $76.5MDec 5, 2023 to Mar 2, 2024
- Non-discretionary RAUM · $312M to $343MDec 5, 2023 to Mar 2, 2024
- Pension RAUM · $0 to $4.8MDec 5, 2023 to Mar 2, 2024
- RAUM · $312M to $343MDec 5, 2023 to Mar 2, 2024
- Organization form · Limited Liability Company to CorporationSep 23, 2023 to Dec 5, 2023
- HQ city · INDIANAPOLIS to CARMELMar 23, 2023 to Sep 23, 2023
- Legal name · CARRIAGE WEALTH PARTNERS, LLC to THE FINANCIAL RESOURCE CENTER, INC.Mar 5, 2023 to Mar 6, 2023
- Succession · true to falseMar 5, 2023 to Mar 6, 2023
- Accounts · 380 to 389Aug 9, 2022 to Mar 5, 2023
- Advisory employees · 5 to 4Aug 9, 2022 to Mar 5, 2023
- BD registered reps · 2 to 0Aug 9, 2022 to Mar 5, 2023
- Individual clients · 252 to 254Aug 9, 2022 to Mar 5, 2023
Signals
7 dated events
- Blake Thomas Eiermann registered as an investment adviser representative at The Financial Resource CenterSep 14, 2026 · Advisor registered · fact
- The Financial Resource Center reported RAUM $642.5M, up 58% from $407.2M (2025-03-15 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Bryan Eugene Donaugh left The Financial Resource Center for Schwab Wealth Advisory, Inc. (registered 2026-01-16)Dec 19, 2025 · Advisor changed firm · fact
- The Financial Resource Center reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 5, 2023 · Succession (Item 4) · fact
- The Financial Resource Center reported RAUM $304.6M, up 354% from $67.1M (2022-03-12 to 2022-08-09)Aug 9, 2022 · RAUM change · derived
- 3 advisors left Cambridge Investment Research Advisors, Inc. (Indianapolis, IN) for The Financial Resource Center on the same dayMar 18, 2022 · Team lift-out · derived
- Carriage Wealth Partners filed its initial SEC registration (Form ADV)Oct 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- thefinancialresourcecenter.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 317-871-8571reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026