DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Intellicapital Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Joseph FremontPrincipal Securities, Inc. BD affiliatedIntellicapital Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Jan 28, 2023
Kirill SemenovFidelity Personal And Workplace Advisors BD affiliatedIntellicapital Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2021Jun 1, 2022 (181 d)
Michael Patrick McalpinFidelity Personal And Workplace Advisors BD affiliatedIntellicapital Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2021Nov 9, 2021 (166 d)
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3 moves match.