DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I••••••••• A••••••• L••
Latest filing Aug 24, 2026
First filing on the tape Feb 16, 2026 · 3 filings
SEC status approved since Feb 5, 2026
RAUM
$116M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$116M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$58.1M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$116M as of Aug 24, 2026
Feb 16, 2026$119M then
HNW client RAUM$104M as of Aug 24, 2026
Feb 16, 2026$106M then
State-registered IARs (5.B.3)2 as of Aug 24, 2026
Feb 16, 20262 then
Employees (5.A)3 as of Aug 24, 2026
Feb 16, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $58.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $581,284derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $9.2M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$104M89%
- Individuals$12.7M11%
- Individual clients
- 30reported
- HNW clients
- 51reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 200reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.2M for 14 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• J••••• F•••••• | Ponte Verda, Fl | Jan 28, 2023 | 26 y | 3 |
| M•••••• P•••••• M••••••Certified Financial Planner | Ponte Vedra, Fl | Mar 26, 2026 | 25 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- K••••• S•••••• to S•••••• F•••••••• G••••• L•••••Feb 26, 2025 · RIA to RIA
Joined, latest
- R••••• J••••• F•••••• from P•••••••• S••••••••• I•••Jan 28, 2023 · Affiliated broker-dealer or bank to independent RIA
- K••••• S•••••• from F••••••• P••••••• A•• W•••••••• A•••••••Jun 1, 2022 · Affiliated broker-dealer or bank to independent RIA
- M•••••• P•••••• M•••••• from F••••••• P••••••• A•• W•••••••• A•••••••Nov 9, 2021 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• M••••••• P•••••• · Managing Partner And Chief Compliance Officercontrolsince 09/2021 · owns 75% or more
- F••••••• R•••••• J••••• · Managing Partnersince 01/2025 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ponte Vedra, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Aug 24, 2026custody of client assets (Item 9.A): no on the filing of 2026-07-22, yes on the filing of 2026-08-24peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 451 to 200Jul 22, 2026 to Aug 24, 2026
- HNW clients · 49 to 51Jul 22, 2026 to Aug 24, 2026
- Assets in custody · unset to 9194107.0Jul 22, 2026 to Aug 24, 2026
- Custody of client assets · false to trueJul 22, 2026 to Aug 24, 2026
- Discretionary RAUM · $113M to $116MJul 22, 2026 to Aug 24, 2026
- HNW RAUM · $106M to $104MJul 22, 2026 to Aug 24, 2026
- Individual RAUM · $12.7M to $12.7MJul 22, 2026 to Aug 24, 2026
- Non-discretionary RAUM · $5.6M to $0Jul 22, 2026 to Aug 24, 2026
- RAUM · $119M to $116MJul 22, 2026 to Aug 24, 2026
Signals
1 dated events
- Kirill Semenov left Intellicapital Advisors Llc for Sequoia Financial Group, L.L.C. (registered 2025-05-14)Feb 26, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- bafa@intellicapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-438-1958reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/intellicapital-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- intellicapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 866-438-1958reportedpublic record, Form ADV, Aug 24, 2026
- Team page
- intellicapital.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026