DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Plan2thrive Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jakob Andrew Boley | Thrivent Investment Management Inc. BD affiliated | Plan2thrive Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Apr 2, 2024 |
| Jeff D Newburn | Plan2thrive Financial Services unclassified | Plan2thrive Financial independent RIA | Other | Dec 31, 2021 | Dec 10, 2021 |
| Patrick Lee Reid | Plan2thrive Financial Services unclassified | Plan2thrive Financial independent RIA | Other | Dec 31, 2021 | Nov 16, 2021 |
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3 moves match.