DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kpc Financial Solutions, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jay David Angotti | Hilltop Securities Inc. BD affiliated | Kpc Financial Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 30, 2023 | Nov 17, 2023 |
| Joshua David Orton | Gradient Advisors, LLC independent RIA | Kpc Financial Solutions, LLC state registered | RIA to a state-registered adviser | Apr 10, 2023 | Apr 11, 2023 |
| Kevin Patrick Christ | Ae Wealth Management, LLC BD affiliated | Kpc Financial Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2022 | Oct 23, 2021 |
| Todd Joseph Rabalais | Ae Wealth Management, LLC BD affiliated | Kpc Financial Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 14, 2022 | Mar 4, 2022 (49 d) |
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4 moves match.