DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mosaic Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean C Nicol | Osaic Institutions, Inc. BD affiliated | Mosaic Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2026 | Mar 30, 2026 (77 d) |
| Joseph Michael Cella | Capital Client Group, Inc. no RAUM | Mosaic Wealth independent RIA | Other | Dec 5, 2023 | Dec 1, 2023 |
| John Andrew Linton | Moneta Group Investment Advisors, LLC independent RIA | Mosaic Wealth independent RIA | RIA to RIA | Jan 17, 2023 | Jan 30, 2023 |
| Larry Keith Shikles | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| Gail Marie Wild | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| Michelle Kathleen Brown | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| Tyler Campo | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| James Robert Steiner | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 4, 2022 | Jan 6, 2022 |
| Duncan Scott Highmark | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| Steven Gregory Rotello | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth independent RIA | RIA to RIA | Jan 3, 2022 | Jan 24, 2025 (1117 d) |
| John Fischer | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| Sarah Ann Wolk | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| Brian Jacob Knapp | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
| Lance Douglas Lehmann | Mosaic Family Wealth, LLC independent RIA | Mosaic Wealth no RAUM | RIA to a newly registered adviser | Jan 3, 2022 | Jan 4, 2022 |
Page 1 of 1
14 moves match.