DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paramount Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Wilhelm Kapitza | World Advisory Services BD affiliated | Paramount Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 29, 2024 | Mar 13, 2025 (196 d) |
| David William Belisle | Ae Wealth Management, LLC BD affiliated | Paramount Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 21, 2022 | Apr 27, 2022 |
| Robert A Prousalis | Guardian Wealth Advisors, LLC independent RIA | Paramount Financial state registered | RIA to a state-registered adviser | May 4, 2022 | Sep 13, 2022 (132 d) |
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3 moves match.