DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Family Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Matthew Baum | Vanguard Advisers, Inc. BD affiliated | Family Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Mar 4, 2024 |
| Thomas Edward Dundorf | Independent Advisor Alliance, LLC independent RIA | Family Wealth Partners, LLC independent RIA | RIA to RIA | Jan 26, 2022 | Jan 1, 2026 (1436 d) |
| Nathan Aaron Fulks | Independent Advisor Alliance, LLC independent RIA | Family Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Jan 26, 2022 | Jan 24, 2022 |
| Robert Samuel Dye | Independent Advisor Alliance, LLC independent RIA | Family Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Jan 26, 2022 | Jan 24, 2022 |
| Blake Lee Hedrick | Independent Advisor Alliance, LLC independent RIA | Family Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Jan 26, 2022 | Jan 24, 2022 |
Page 1 of 1
5 moves match.