DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ipsen Advisor Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Loren Marshall IpsenSowell Management independent RIAIpsen Advisor Group independent RIARIA to RIAMar 31, 2022Aug 1, 2022 (123 d)
Miles Jay JohnsonSowell Management independent RIAIpsen Advisor Group no RAUMRIA to a newly registered adviserMar 31, 2022Mar 8, 2022
Amy Elizabeth IpsenAmeriprise Financial Services, LLC national BDIpsen Advisor Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2021Aug 1, 2022 (570 d)
James Nicholas MerriweatherAmeriprise Financial Services, LLC national BDIpsen Advisor Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2021Aug 1, 2022 (572 d)
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4 moves match.