DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ascentis Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John David PakAscentis Independent Advisors, LLC independent RIAAscentis Asset Management, LLC independent RIARIA to RIAAug 3, 2026Mar 5, 2025
Catherine Gaynell BaileyOrg Partners independent RIAAscentis Asset Management, LLC independent RIARIA to RIAJan 5, 2026Sep 7, 2025
David Edward LeightonArimathea otherAscentis Asset Management, LLC independent RIAOtherSep 4, 2025Jan 31, 2025
Douglas Michael WoodOrg Partners Asset Management no RAUMAscentis Asset Management, LLC independent RIAOtherAug 25, 2025Nov 19, 2025 (86 d)
Max Andrew RockwellWealthshield LLC no RAUMAscentis Asset Management, LLC independent RIAOtherMay 31, 2025Aug 7, 2023
John Emile NahasGolden State Asset Management independent RIAAscentis Asset Management, LLC independent RIARIA to RIAMar 14, 2022Mar 25, 2022
Patrick Michael Jeffs-CatoneGolden State Asset Management independent RIAAscentis Asset Management, LLC independent RIARIA to RIAMar 14, 2022Mar 25, 2022
Kyle FairallGolden State Asset Management independent RIAAscentis Asset Management, LLC independent RIARIA to RIAMar 14, 2022Mar 25, 2022
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8 moves match.