DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Public Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Matzner | Ally Invest Advisors independent RIA | Public Advisors LLC independent RIA | RIA to RIA | Aug 5, 2026 | Jul 27, 2026 |
| Michael Percy | Strategic Advisers LLC national BD | Public Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Jan 6, 2026 |
| Trent Arthur Moran | LPL Financial LLC BD affiliated | Public Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2025 | Oct 21, 2025 (123 d) |
| Jonathan J Lopez | Charles Schwab & Co., Inc. national BD | Public Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2025 | Aug 13, 2025 (180 d) |
| Maria Keith | J. W. Cole Advisors, Inc. independent RIA | Public Advisors LLC no RAUM | RIA to a newly registered adviser | Nov 17, 2021 | Nov 15, 2023 (728 d) |
| Stephen William Sikes | Sofi Wealth LLC independent RIA | Public Advisors LLC independent RIA | RIA to RIA | Nov 2, 2020 | Mar 6, 2026 (1950 d) |
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6 moves match.