DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alpha Zero LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joseph Cummings | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alpha Zero LLC independent RIA | Wirehouse to independent RIA | May 6, 2026 | May 1, 2026 |
| Jonathan Schiripo | Belpointe Asset Management LLC independent RIA | Alpha Zero LLC independent RIA | RIA to RIA | Oct 2, 2025 | Jan 6, 2026 (96 d) |
| Cameron Jeffrey Hunt | Equitable Advisors, LLC national BD | Alpha Zero LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Aug 8, 2025 (64 d) |
| Yony Noy | Laa Partners unclassified | Alpha Zero LLC independent RIA | Other | May 19, 2025 | Apr 3, 2025 |
| Matthew Charles Baum | Ameriprise Financial Services, LLC national BD | Alpha Zero LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Mar 6, 2025 (118 d) |
| Gregory Raymond Brodeur | MML Investors Services, LLC BD affiliated | Alpha Zero LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 12, 2022 | Sep 6, 2022 |
| Eric Mechler | Trivium Point Advisory, LLC independent RIA | Alpha Zero LLC no RAUM | RIA to a newly registered adviser | May 6, 2022 | May 6, 2022 |
| Jordan Michael Grabowski | Trivium Point Advisory, LLC independent RIA | Alpha Zero LLC no RAUM | RIA to a newly registered adviser | May 6, 2022 | Jul 5, 2022 (60 d) |
| Anthony Walter Leone | Trivium Point Advisory, LLC independent RIA | Alpha Zero LLC no RAUM | RIA to a newly registered adviser | May 6, 2022 | Jun 21, 2022 (46 d) |
| John Augustin Sullivan | Trivium Point Advisory, LLC independent RIA | Alpha Zero LLC no RAUM | RIA to a newly registered adviser | May 6, 2022 | May 6, 2022 |
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10 moves match.