DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ia Network, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Sylvanus Mcninch | Red Oak Capital Management, Inc. independent RIA | Ia Network, LLC independent RIA | RIA to RIA | Mar 10, 2023 | Mar 14, 2023 |
| Charles Edward Stockham | Cetera Investment Advisers LLC BD affiliated | Ia Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2022 | Jul 29, 2022 |
| Jody Lynn Beene Smith | Cetera Investment Advisers LLC BD affiliated | Ia Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2022 | Jul 28, 2022 |
| Robert David Schaff | Hilton Head Capital Partners, LLC independent RIA | Ia Network, LLC no RAUM | RIA to a newly registered adviser | Mar 25, 2022 | Mar 25, 2022 |
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4 moves match.