DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Green Ocean Global Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Noa Veronica Hoffman | J.P. Morgan Securities LLC wirehouse | Green Ocean Global Advisors LLC independent RIA | Wirehouse to independent RIA | Jun 29, 2025 | Feb 10, 2026 (226 d) |
| Ryan Rogan Ahrens | Fidelity Personal And Workplace Advisors BD affiliated | Green Ocean Global Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2022 | Aug 22, 2022 (47 d) |
| John Mcnertney | Freestone Capital Management, LLC independent RIA | Green Ocean Global Advisors LLC independent RIA | RIA to RIA | Jun 8, 2022 | Feb 26, 2024 (628 d) |
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3 moves match.