DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Concentric

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ralph Michael StudleyNew York Life Investment Management LLC asset managerConcentric independent RIAOtherNov 4, 2024Dec 10, 2024 (36 d)
Anthony Mark CastaldiAcorn Financial Advisory Services, Inc. independent RIAConcentric independent RIARIA to RIAMay 1, 2024May 6, 2024
Ashley Elaine DuffeyPersonal Capital Advisors Corporation independent RIAConcentric independent RIARIA to RIAFeb 27, 2023Jul 10, 2024 (499 d)
Rahul Nmn AgrawalAdvisor Partners, LLC independent RIAConcentric no RAUMRIA to a newly registered adviserAug 15, 2022Jun 22, 2022
Elena GorskayaAdvisor Partners, LLC independent RIAConcentric no RAUMRIA to a newly registered adviserAug 15, 2022Jun 17, 2022
Jia XuAdvisor Partners, LLC independent RIAConcentric no RAUMRIA to a newly registered adviserAug 15, 2022Jun 22, 2022
Bryan James LeeAdvisor Partners, LLC independent RIAConcentric no RAUMRIA to a newly registered adviserAug 15, 2022Jun 22, 2022
Michael John OconnorAdvisor Partners, LLC independent RIAConcentric no RAUMRIA to a newly registered adviserDec 31, 2020Jun 22, 2022 (538 d)
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8 moves match.