DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Balanz

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rafael Leonardo MendozaBlack Toro LLC mixed wealthBalanz mixed wealthRIA to RIAJul 30, 2026Jul 23, 2026
Eric Ramon SimonStonex International Advisors Inc independent RIABalanz mixed wealthRIA to RIAApr 20, 2026May 5, 2026
John DebritoEagle Strategies LLC BD affiliatedBalanz mixed wealthAffiliated broker-dealer or bank to independent RIAMar 20, 2026Mar 23, 2026
Federico Eduardo Francia TelescaPuente Asesoramiento De Inversiones, LLC no RAUMBalanz mixed wealthOtherJan 30, 2026Mar 25, 2026 (54 d)
Christopher Jason SheaCitigroup Global Markets Inc. BD affiliatedBalanz asset managerOtherOct 6, 2023Nov 7, 2023 (32 d)
Diego Fernando DazaCitigroup Global Markets Inc. BD affiliatedBalanz asset managerOtherOct 6, 2023Nov 6, 2023 (31 d)
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6 moves match.