DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Andrew Hefty | Networth Advisors, LLC independent RIA | Retirement Financial Group, LLC independent RIA | RIA to RIA | Jun 18, 2025 | Jun 26, 2025 |
| Joseph Arthur Anderson | Shp Wealth Management, LLC independent RIA | Retirement Financial Group, LLC independent RIA | RIA to RIA | Mar 19, 2025 | Mar 19, 2025 |
| Clark Calvin Shofner | Ae Wealth Management, LLC BD affiliated | Retirement Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 9, 2022 | Oct 26, 2022 |
| Erik Otha Morgan | Ae Wealth Management, LLC BD affiliated | Retirement Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 9, 2022 | Oct 26, 2022 |
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4 moves match.