DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Baynes Investment Counsel LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter A Greene | W&S Brokerage Services, Inc. BD affiliated | Baynes Investment Counsel LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 10, 2023 | Apr 27, 2023 |
| James Peter Bertram | Cnl Educational Institute, LLC no RAUM | Baynes Investment Counsel LLC state registered | Other | Jan 11, 2023 | Mar 21, 2023 (69 d) |
| Samuel William Baynes | LPL Financial LLC independent RIA | Baynes Investment Counsel LLC state registered | RIA to a state-registered adviser | Oct 3, 2022 | Sep 21, 2022 |
| Edward Allen Kolanko | Securities America Advisors, Inc. other | Baynes Investment Counsel LLC state registered | Other | Jul 19, 2010 | Mar 4, 2024 (4977 d) |
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4 moves match.