DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Daus Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brendan A Sanchez | Raymond James & Associates, Inc. national BD | Daus Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2026 | Feb 24, 2026 |
| Ryan Michael Daus | Eagle Strategies LLC BD affiliated | Daus Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | Dec 13, 2024 (592 d) |
| Joshua Levi Ruggles | Eagle Strategies LLC BD affiliated | Daus Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 18, 2023 | Apr 14, 2023 |
| Trenden Peacock | Eagle Strategies LLC BD affiliated | Daus Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2023 | Oct 11, 2024 (543 d) |
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4 moves match.