DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Goldstein Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Taylor Dean Knutson | Ameriprise Financial Services, LLC national BD | Goldstein Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2026 | Aug 26, 2026 |
| Jon David Goldstein | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Katherine Ann Stellflue | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| David Mark Sharpe | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Adam Ryan Peters | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Jonathan Gausewitz | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Jan 19, 2024 (414 d) |
| Lisa A Spadoni | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Andrew T Peters | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Kyle David Kerkenbush | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 30, 2022 | Oct 6, 2022 |
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9 moves match.