DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Twin Peaks Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph A Knebel | Morgan Stanley wirehouse | Twin Peaks Wealth Advisors independent RIA | Wirehouse to independent RIA | Aug 24, 2026 | Sep 11, 2026 |
| Van Gabriel Schillinger | MML Investors Services, LLC BD affiliated | Twin Peaks Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 20, 2026 |
| Krishna Devendra Gaglani | M Holdings Securities, Inc. BD affiliated | Twin Peaks Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Jan 20, 2026 (294 d) |
| Brian Dat Nguyen | Investor Fan independent RIA | Twin Peaks Wealth Advisors no RAUM | RIA to a newly registered adviser | Jan 17, 2023 | Dec 15, 2022 |
| Patrick Bauzon | Investor Fan independent RIA | Twin Peaks Wealth Advisors no RAUM | RIA to a newly registered adviser | Jan 17, 2023 | Dec 15, 2022 |
| Tushar Kumar | LPL Financial LLC independent RIA | Twin Peaks Wealth Advisors no RAUM | RIA to a newly registered adviser | Dec 20, 2022 | Dec 12, 2022 |
| Vishal Kumar | LPL Financial LLC independent RIA | Twin Peaks Wealth Advisors no RAUM | RIA to a newly registered adviser | Dec 20, 2022 | Dec 12, 2022 |
| Katrina Lynn Hermanson | LPL Financial LLC independent RIA | Twin Peaks Wealth Advisors no RAUM | RIA to a newly registered adviser | Dec 20, 2022 | Dec 14, 2022 |
| Stephen Tuan Tu Nguyen | LPL Financial LLC independent RIA | Twin Peaks Wealth Advisors no RAUM | RIA to a newly registered adviser | Nov 21, 2022 | Dec 20, 2022 |
| Joena Russell | Banc Of America Investment Services, Inc. unclassified | Twin Peaks Wealth Advisors independent RIA | Other | Jun 1, 2009 | Aug 12, 2024 (5551 d) |
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10 moves match.