DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Unique Wealth Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ranjit Bahadur | Private Advisor Group, LLC BD affiliated | Unique Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 29, 2023 | Dec 19, 2022 |
| Jason Thaddeus Andryzak | Private Advisor Group, LLC BD affiliated | Unique Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 29, 2023 | Dec 19, 2022 |
| Priyadarshan Pradhan | Private Advisor Group, LLC BD affiliated | Unique Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 29, 2023 | Dec 19, 2022 |
| Arti Srivastava | J.P. Morgan Securities LLC wirehouse | Unique Wealth Strategies independent RIA | Wirehouse to independent RIA | Oct 5, 2021 | Sep 19, 2023 (714 d) |
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4 moves match.