DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lakeshore Capital Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Felix Arellano | Commonwealth Financial Network national BD | Lakeshore Capital Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2023 | Oct 20, 2025 (677 d) |
| Brian Joseph Malizia | J. W. Cole Advisors, Inc. BD affiliated | Lakeshore Capital Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 10, 2023 | Jun 30, 2023 |
| Christopher Andrew Barberini | J. W. Cole Advisors, Inc. BD affiliated | Lakeshore Capital Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 10, 2023 | Jun 30, 2023 |
| Rolando Intia | J. W. Cole Advisors, Inc. BD affiliated | Lakeshore Capital Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 10, 2023 | Jun 30, 2023 |
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4 moves match.