DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fiduciary Organization, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Mcknight GlennEdward Jones national BDFiduciary Organization, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 17, 2026Aug 14, 2026
Gregory Taylor GoffSound Wealth Management unclassifiedFiduciary Organization, LLC state registeredOtherMar 4, 2025Sep 26, 2024
Daniel Erik MilksOneascent Financial Services LLC independent RIAFiduciary Organization, LLC state registeredRIA to a state-registered adviserJul 3, 2023Nov 13, 2024 (499 d)
Graham Robert MorrisOneascent Financial Services LLC independent RIAFiduciary Organization, LLC state registeredRIA to a state-registered adviserApr 21, 2023Mar 25, 2025 (704 d)
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4 moves match.