DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Frec
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nolan Pecci | Sei Investments Management Corp mixed wealth | Frec independent RIA | RIA to RIA | Feb 10, 2026 | Aug 4, 2026 (175 d) |
| Hayley Frances Worth Curtis | Morgan Stanley wirehouse | Frec independent RIA | Wirehouse to independent RIA | Jan 14, 2026 | Feb 10, 2026 |
| Wahidah Aziz | Brio Financial Group independent RIA | Frec independent RIA | RIA to RIA | May 12, 2025 | Aug 4, 2026 (449 d) |
| Joshua Paul Patchik | M1 Advisory no RAUM | Frec independent RIA | Other | Apr 10, 2023 | Oct 25, 2024 (564 d) |
| Ashley Elizabeth Rodabaugh | M1 Advisory no RAUM | Frec no RAUM | Other | Oct 19, 2021 | Apr 28, 2023 (556 d) |
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5 moves match.