DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Form Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyson Jon Ray | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Jun 1, 2023 |
| Jesse Schrock | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Jul 24, 2024 |
| Brayden Chad Zettle | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Jul 23, 2024 |
| Lucas David Kuchenberg | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Jun 1, 2023 |
| Adam Michael Kierzek | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Jul 29, 2024 |
| William Robert Lauderdale | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Aug 1, 2024 |
| Deanna Jean Miller | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2023 | Jun 1, 2023 |
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7 moves match.