DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cascade Financial Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lauren Trott GabeleMariner BD affiliatedCascade Financial Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 9, 2026Apr 28, 2026
Jeffrey Scott MccullochCreative Planning independent RIACascade Financial Partners, LLC independent RIARIA to RIAAug 28, 2023Apr 30, 2024 (246 d)
Brian Peter KrauseCreative Planning independent RIACascade Financial Partners, LLC independent RIARIA to RIAAug 28, 2023Apr 30, 2024 (246 d)
Natalie Elizabeth DewindtCreative Planning independent RIACascade Financial Partners, LLC independent RIARIA to RIAAug 28, 2023Apr 30, 2024 (246 d)
Darien Lee HortonCreative Planning independent RIACascade Financial Partners, LLC no RAUMRIA to a newly registered adviserAug 28, 2023Aug 28, 2023
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5 moves match.