DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ggm Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luke Scott | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ggm Financial LLC independent RIA | Wirehouse to independent RIA | Feb 23, 2026 | Mar 6, 2026 |
| Christopher Brewster | Commonwealth Financial Network national BD | Ggm Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| Aaron Brady Green | Commonwealth Financial Network national BD | Ggm Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 28, 2023 |
| Mikhail Poltyrev | Commonwealth Financial Network national BD | Ggm Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| Matthew Timothy Collins | Commonwealth Financial Network national BD | Ggm Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 28, 2023 |
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5 moves match.