DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stonebriar Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joe Strom | Compass Financial Management LLC independent RIA | Stonebriar Wealth, LLC independent RIA | RIA to RIA | Mar 3, 2026 | Feb 27, 2026 |
| Uma Ashok Khandkar | Fidelity Personal And Workplace Advisors BD affiliated | Stonebriar Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2024 | Jul 11, 2024 (31 d) |
| Gary Joseph Preisser | Kinetic Investment Management, Inc. independent RIA | Stonebriar Wealth, LLC independent RIA | RIA to RIA | Feb 5, 2024 | Feb 20, 2024 |
| Marissa Emily Smith | Kinetic Investment Management, Inc. independent RIA | Stonebriar Wealth, LLC independent RIA | RIA to RIA | Feb 5, 2024 | Feb 20, 2024 |
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4 moves match.