DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• W•••••• L••
Latest filing Apr 2, 2026
First filing on the tape Jul 17, 2025 · 2 filings
SEC status approved since Jul 21, 2025
RAUM
$139M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$139M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$34.8M
derived; firm RAUM over IAPD count
Employees
11
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$139M as of Apr 2, 2026
Jul 17, 2025$100M then
HNW client RAUM$44.5M as of Apr 2, 2026
Jul 17, 2025$30.0M then
State-registered IARs (5.B.3)3 as of Apr 2, 2026
Jul 17, 20254 then
Employees (5.A)11 as of Apr 2, 2026
Jul 17, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $34.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 126derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $275,248derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$94.5M68%
- High-net-worth individuals$44.5M32%
- Individual clients
- 481reported
- HNW clients
- 24reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 505reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• J••••• P••••••• | Lehi, Ut | Feb 20, 2024 | 16 y | 7 |
| K•••• N•• C••••••• | Orlando, Fl | Sep 10, 2024 | 11 y | 0 |
| J••••• R•• W•••• | Lehi, Ut | Jun 24, 2025 | 10 y | 0 |
| J•• S•••• | Lehi, Ut | Feb 27, 2026 | 10 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount2 left over 36 months
Left, latest
- U•• A•••• K••••••• to D•••••••• W••••• M••••••••• L••Mar 6, 2026 · RIA to RIA
- M•••••• E•••• S•••• to P••••••• W••••• G••••• L••Aug 2, 2024 · RIA to RIA
Joined, latest
- J•• S•••• from C•••••• F•••••••• M••••••••• L••Feb 27, 2026 · RIA to RIA
- U•• A•••• K••••••• from F••••••• P••••••• A•• W•••••••• A•••••••Jul 11, 2024 · Affiliated broker-dealer or bank to independent RIA
- M•••••• E•••• S•••• from K•••••• I••••••••• M••••••••• I•••Feb 20, 2024 · RIA to RIA
- G••• J••••• P••••••• from K•••••• I••••••••• M••••••••• I•••Feb 20, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from K•••••• I••••••••• M••••••••• I•••Feb 5, 2024 · Provo, Ut
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••••• G•••• J••••• · Owner And Chief Compliance Officercontrolsince 09/2021 · owns 75% or more
- S••••••• S•••• M••••• · Partnersince 05/2025 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lehi, Ut · principal | 4 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 310 to 505Jul 17, 2025 to Apr 2, 2026
- Advisory employees · 4 to 3Jul 17, 2025 to Apr 2, 2026
- HNW clients · 30 to 24Jul 17, 2025 to Apr 2, 2026
- Individual clients · 280 to 481Jul 17, 2025 to Apr 2, 2026
- Employees · 4 to 11Jul 17, 2025 to Apr 2, 2026
- State-registered IARs · 4 to 3Jul 17, 2025 to Apr 2, 2026
- Discretionary RAUM · $100M to $139MJul 17, 2025 to Apr 2, 2026
- HNW RAUM · $30.0M to $44.5MJul 17, 2025 to Apr 2, 2026
- Individual RAUM · $70.0M to $94.5MJul 17, 2025 to Apr 2, 2026
- RAUM · $100M to $139MJul 17, 2025 to Apr 2, 2026
Signals
3 dated events
- U•• A•••• K••••••• left S••••••••• W•••••• L•• for D•••••••• W••••• M••••••••• L•• (registered 2026-03-09)Mar 6, 2026 · Advisor changed firm · fact
- M•••••• E•••• S•••• left S••••••••• W•••••• L•• for P••••••• W••••• G••••• L•• (registered 2024-09-11)Aug 2, 2024 · Advisor changed firm · fact
- 2 advisors left K•••••• I••••••••• M••••••••• I••• (Provo, UT) for S••••••••• W•••••• L•• on the same dayFeb 5, 2024 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 385-314-3300reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- stonebriarwealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 385-314-3300reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026