DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Dallas Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathleen Susan Weber | Ameriprise Financial Services, LLC national BD | Dallas Financial Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 11, 2018 | Oct 25, 2023 (1993 d) |
| Michael John O'Reilly | Raymond James Financial Services Advisors, Inc other | Dallas Financial Advisors, LLC state registered | Other | Dec 6, 2012 | Oct 26, 2023 (3976 d) |
| Donnye Evans Winship | RBC Capital Markets, LLC national BD | Dallas Financial Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 26, 2004 | Oct 25, 2023 (7030 d) |
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3 moves match.