DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kintra Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tony Edward Dalton | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Wesley Wayne Bean | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| James B Cox | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Mark Robert Finney | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Ryan Edwin Mickelson | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Megan Mccarthy Collins | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Jonathan Wade Lawrence | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
| Quinn Mickelson | Commonwealth Financial Network national BD | Kintra Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Dec 21, 2023 |
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8 moves match.