DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Platform Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leland Alexander Gropper | Planmember Securities Corporation independent RIA | Platform Wealth Advisors independent RIA | RIA to RIA | Mar 19, 2026 | Apr 28, 2026 (40 d) |
| James Salvatore Alfieri | Raymond James Financial Services Advisors, Inc BD affiliated | Platform Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2024 | Dec 12, 2024 |
| Albert Vincent Silvestri | Raymond James Financial Services Advisors, Inc BD affiliated | Platform Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Dec 13, 2024 |
| Peter Scott Martin | Raymond James Financial Services Advisors, Inc BD affiliated | Platform Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | Jan 2, 2025 |
| Kirk Brian Stovesand | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors independent RIA | RIA to RIA | Sep 12, 2024 | Sep 12, 2024 |
| Paul Kevin Mannion | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Apr 8, 2024 |
| Anita J Peca | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Apr 9, 2024 |
| Marlin Bryce Stovesand | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Apr 8, 2024 |
| Donovan Roberson | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Apr 8, 2024 |
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9 moves match.