DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Atlantic Union Municipal Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Douglas DavisSmith Salley Wealth Management independent RIAAtlantic Union Municipal Advisors, Inc institutionalOtherJan 7, 2026May 27, 2026 (140 d)
Ellen Elizabeth SpongBlue Edge Capital, LLC independent RIAAtlantic Union Municipal Advisors, Inc no RAUMRIA to a newly registered adviserMar 4, 2024Mar 10, 2024
Mitchell Paul YorkConcord Asset Management, LLC asset managerAtlantic Union Municipal Advisors, Inc no RAUMOtherOct 14, 2022Feb 1, 2024 (475 d)
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3 moves match.