DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Iwealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy J Herkenhoff | Strategic Advisers LLC national BD | Iwealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2026 | Apr 29, 2026 (48 d) |
| Bradley Edward Connors | Ica Group Wealth Management, LLC independent RIA | Iwealth no RAUM | RIA to a newly registered adviser | Jun 21, 2024 | Apr 5, 2024 |
| Shawn Todd Pomeroy | Ica Group Wealth Management, LLC independent RIA | Iwealth no RAUM | RIA to a newly registered adviser | Jun 21, 2024 | Apr 5, 2024 |
| Johnathon Percy Eykyn | Ica Group Wealth Management, LLC independent RIA | Iwealth no RAUM | RIA to a newly registered adviser | Jun 21, 2024 | Apr 5, 2024 |
| Gary Frank Guentzel | Triad Advisors, LLC BD affiliated | Iwealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2023 | Feb 25, 2025 (572 d) |
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5 moves match.