DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hg Wealth Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Michael O'Connell | Carnegie Wealth Management LLC independent RIA | Hg Wealth Partners LLC state registered | RIA to a state-registered adviser | May 12, 2026 | May 13, 2026 |
| David Gary Simon | Western International Securities BD affiliated | Hg Wealth Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 1, 2025 | Aug 27, 2025 |
| Bradley Clifford Kaiser | Western International Securities BD affiliated | Hg Wealth Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 19, 2024 | Jun 14, 2024 (56 d) |
| Donald Michael Bizub | Financial West Group other | Hg Wealth Partners LLC state registered | Other | Jul 28, 2005 | Dec 12, 2024 (7077 d) |
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4 moves match.