DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Topsail Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Elliott Henry | Edward Jones national BD | Topsail Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2026 | Mar 6, 2026 |
| Matthew Philip Snipes | Independent Advisor Alliance, LLC independent RIA | Topsail Wealth Management LLC no RAUM | RIA to a newly registered adviser | Jul 1, 2024 | Jul 1, 2024 |
| Sara Ruth Warntz | Independent Advisor Alliance, LLC independent RIA | Topsail Wealth Management LLC no RAUM | RIA to a newly registered adviser | Jul 1, 2024 | Jul 12, 2024 |
| Timothy John Schwiebert | L.M. Kohn & Company independent RIA | Topsail Wealth Management LLC independent RIA | RIA to RIA | May 15, 2024 | Nov 12, 2024 (181 d) |
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4 moves match.