DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Monument Advisers
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Park Elim Leacock | Teeple Snyder Newsome Wealth & Tax Management independent RIA | Monument Advisers state registered | RIA to a state-registered adviser | Sep 13, 2024 | Sep 20, 2024 |
| Michael Samuel Shrift | MML Investors Services, LLC BD affiliated | Monument Advisers state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 16, 2022 | Oct 16, 2024 (700 d) |
| Matthew Frank Mohlman | Oxford Financial Group, Ltd independent RIA | Monument Advisers state registered | RIA to a state-registered adviser | Nov 6, 2019 | May 30, 2024 (1667 d) |
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3 moves match.