DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pandora Wealth, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Chien TsowSpotlight Asset Group independent RIAPandora Wealth, Inc. independent RIARIA to RIANov 22, 2024Jul 17, 2024
Stephen Albert GrecoSpotlight Asset Group independent RIAPandora Wealth, Inc. independent RIARIA to RIANov 22, 2024Jul 17, 2024
Sergio De La TorreSpotlight Asset Group independent RIAPandora Wealth, Inc. independent RIARIA to RIANov 22, 2024Nov 21, 2024
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3 moves match.