DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Total Wealth Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Giannakopoulos | Ameriprise Financial Services, LLC national BD | Total Wealth Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2026 | Feb 27, 2026 |
| Keith Gray | J.P. Morgan Securities LLC wirehouse | Total Wealth Services, LLC independent RIA | Wirehouse to independent RIA | Sep 3, 2025 | Sep 8, 2025 |
| Joseph Jordan Migdol | Citigroup Global Markets Inc. BD affiliated | Total Wealth Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2025 | Apr 8, 2025 |
| Brandon M Berman | Mariner Independent independent RIA | Total Wealth Services, LLC no RAUM | RIA to a newly registered adviser | Sep 5, 2024 | Sep 3, 2024 |
| David Trejo | Mariner Independent independent RIA | Total Wealth Services, LLC independent RIA | RIA to RIA | Sep 5, 2024 | Nov 25, 2024 (81 d) |
| Jacob Maurice Ferry | Mariner Independent independent RIA | Total Wealth Services, LLC no RAUM | RIA to a newly registered adviser | Sep 5, 2024 | Sep 3, 2024 |
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6 moves match.