DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tradewell Tax & Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Scott Hasselbach | Cx Institutional, LLC independent RIA | Tradewell Tax & Financial no RAUM | RIA to a newly registered adviser | Feb 25, 2025 | Apr 14, 2025 (48 d) |
| Michael Lawrence Albertson | Secure Asset Management, L.L.C. independent RIA | Tradewell Tax & Financial no RAUM | RIA to a newly registered adviser | Jan 24, 2025 | Jan 16, 2025 |
| Wesley Douglass Phelps | Secure Asset Management, L.L.C. independent RIA | Tradewell Tax & Financial no RAUM | RIA to a newly registered adviser | Jan 24, 2025 | Jan 16, 2025 |
| Thomas Joe Badders | Secure Asset Management, L.L.C. independent RIA | Tradewell Tax & Financial no RAUM | RIA to a newly registered adviser | Jan 24, 2025 | Jan 16, 2025 |
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4 moves match.