DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Wellington Grp LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Patrick Zeyen | MML Investors Services, LLC BD affiliated | The Wellington Grp LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2026 | Feb 20, 2026 |
| Timothy Dana Bales | Spc BD affiliated | The Wellington Grp LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Dec 3, 2025 |
| Chyathorn Scott Zipperle | MML Investors Services, LLC BD affiliated | The Wellington Grp LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2025 | Jun 26, 2025 |
| Anthony J Bonanno | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 30, 2024 |
| Andrew James Cornell | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Nov 15, 2024 |
| Thomas L Cates | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 22, 2024 |
| Nathaniel John Miller | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 30, 2024 |
| Maxwell T Moritz | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 17, 2024 |
| Patrick Hagan Dykstra | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 22, 2024 |
| Michael Chandler Shively | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 22, 2024 |
| Nicholas Bela Prokai | Wellington Wealth Strategies, LLC independent RIA | The Wellington Grp LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2024 | Oct 17, 2024 |
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11 moves match.