DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Penserra Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Viviana Alexis Mattos | Perigon Wealth Management, LLC independent RIA | Penserra Wealth Management independent RIA | RIA to RIA | Sep 15, 2026 | Sep 9, 2026 |
| Calvin Lee | Gamma Investing LLC asset manager | Penserra Wealth Management independent RIA | Other | Nov 18, 2025 | Jun 7, 2026 (201 d) |
| Craig M Gougis | Emerson Equity LLC BD affiliated | Penserra Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 24, 2025 | Jan 2, 2026 (312 d) |
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3 moves match.