DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Van Diest Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Gerardy | Thrivent Investment Management Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2026 | Jul 8, 2026 |
| Seth Bradley Fulton | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2025 | Nov 25, 2025 |
| William David Bertran | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 25, 2025 |
| Eric Michael Dawson | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 25, 2025 |
| Tyler Paul Dawson | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 25, 2025 |
| Benjamin Rasmussen | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Nov 25, 2025 |
| Bryce William Littler | Lexaurum Advisors independent RIA | Van Diest Capital independent RIA | RIA to RIA | Nov 11, 2025 | Nov 18, 2025 |
| James Roger Van Diest | Osaic Wealth, Inc. BD affiliated | Van Diest Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2025 | Apr 16, 2025 |
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8 moves match.