DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ascent Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charlotte Marie Rasmussen | MML Investors Services, LLC BD affiliated | Ascent Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Aug 21, 2026 (46 d) |
| James Steven Leggott | Corestone Wealth Management LLC unclassified | Ascent Advisors no RAUM | Other | Dec 31, 2025 | Dec 10, 2025 |
| Donald Lee Parson | Corestone Wealth Management LLC unclassified | Ascent Advisors no RAUM | Other | Dec 31, 2025 | Jan 2, 2026 |
| Thomas Richard Koehn | Corestone Wealth Management LLC unclassified | Ascent Advisors no RAUM | Other | Dec 31, 2025 | Dec 10, 2025 |
| Peter Celestine Orth | Corestone Wealth Management LLC unclassified | Ascent Advisors no RAUM | Other | Dec 31, 2025 | Jan 7, 2026 |
| Chad Jerome Weinhold | Corestone Wealth Management LLC unclassified | Ascent Advisors independent RIA | Other | Dec 31, 2025 | Apr 1, 2026 (91 d) |
| Benjamin Robert Bernard | Osaic Wealth, Inc. BD affiliated | Ascent Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2025 | Dec 10, 2025 |
| Jared Michael Holt | Osaic Wealth, Inc. BD affiliated | Ascent Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2025 | Dec 10, 2025 |
| Christopher Jon Bloch | Osaic Wealth, Inc. BD affiliated | Ascent Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2025 | Dec 10, 2025 |
| Derrick Girard | Scf Investment Advisors, Inc. BD affiliated | Ascent Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 13, 2019 | Dec 19, 2025 (2381 d) |
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10 moves match.