RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Title
- President/CEOreportedascentmn.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A••••• A••••••• independent RIA currentsince Dec 10, 2025 · Buffalo, Mn
- O•••• W•••••• I••• BD affiliatedAug 23, 2024 to Dec 12, 2025 · Mankato, Mn
- T•••• A•••••••• L•• formerFeb 11, 2022 to Aug 23, 2024 · Mankato, Mn
- G••••••• W••••• M••••••••• BD affiliatedApr 26, 2017 to Dec 31, 2018 · Deephaven, Mn
- H•••••• I••••••••• I••• independent RIAOct 24, 2013 to Dec 31, 2016 · Mankato, Mn
- O•••• W•••••• I••• to A••••• A•••••••left Dec 12, 2025, registered Dec 10, 2025 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- T•••• A•••••••• L•• to O•••• W•••••• I•••left Aug 23, 2024, registered Aug 23, 2024 (0 days) · corporate re-registration, not a move
- G••••••• W••••• M••••••••• to T•••• A•••••••• L••left Dec 31, 2018, registered Feb 11, 2022 (1138 days) · Affiliated broker-dealer or bank to another
- H•••••• I••••••••• I••• to G••••••• W••••• M•••••••••left Dec 31, 2016, registered Apr 26, 2017 (116 days) · Other
- Jared Michael Holt left Osaic Wealth, Inc. for Ascent Advisors (registered 2025-12-10)Dec 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address