DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Legacy Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Vladislav ZagranichnyCetera Investment Advisers LLC BD affiliatedLegacy Financial Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 15, 2026Sep 2, 2026
Michael Kipp RileyProsperity - An Eisneramper Company independent RIALegacy Financial Advisors state registeredRIA to a state-registered adviserJun 12, 2026Jun 18, 2026
Raffaele Nicholas MazzoneFounders Financial Securities, LLC independent RIALegacy Financial Advisors state registeredRIA to a state-registered adviserMay 23, 2025Jun 10, 2025
Nicholas Stephen CosgroveW&S Brokerage Services, Inc. BD affiliatedLegacy Financial Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 7, 2025Jun 17, 2025 (71 d)
James Bryan ShaughnessT. Rowe Price Advisory Services, Inc. no RAUMLegacy Financial Advisors state registeredOtherJul 25, 2007Aug 11, 2026 (6957 d)
Page 1 of 1
5 moves match.