DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pendulum Wealth Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alison Leigh Brandt | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 9, 2025 | May 2, 2025 |
| Jeffrey Thrana | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 2, 2025 |
| Shawn L Kennedy | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 2, 2025 |
| Thomas Allan Parker | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 2, 2025 |
| Mark Richard Stephens | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | May 2, 2025 |
| Matthew Kerry Mc Wherter | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2025 | May 2, 2025 |
| Gino Poli | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 7, 2025 | May 2, 2025 |
| Colleen Nesslar | Ameriprise Financial Services, LLC national BD | Pendulum Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 5, 2025 | May 2, 2025 |
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8 moves match.