DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rise North Capital Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lauren Michele FakonasMML Investors Services, LLC BD affiliatedRise North Capital Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2026Jul 9, 2026
Ryan Robert PitardFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Brendan Shea BayronFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Jacob Aaron GraffFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Jacob CiechonFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Killian Michael DowdFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Samuel Joshua GraffFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Kyle MortimerFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Joanna Esther MartinezFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Christian Robert RoyFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Robert James MarchewkaFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors no RAUMRIA to a newly registered adviserMar 4, 2026Dec 9, 2025
Kyle Francis LasellaFoundations Investment Advisors LLC independent RIARise North Capital Investment Advisors independent RIARIA to RIAMar 4, 2026May 7, 2026 (64 d)
James R DriscollNorthwestern Mutual Investment Services,LLC no RAUMRise North Capital Investment Advisors no RAUMOtherJun 23, 2025Dec 9, 2025 (169 d)
Page 1 of 1
13 moves match.